Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Michael Simpson | 1111350 | 2 | 04/22/2022 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Eric Jay Tegrootenhuis | 1649729 | 1 | 08/28/2008 | Customer Dispute | Closed-No Action | $2,563.00 | $0.00 | See FINRA Report |
| William Frederick Schwarzkoph | 2055657 | 1 | 09/23/2002 | Customer Dispute | Closed-No Action | $18,691.20 | $0.00 | See FINRA Report |