Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rockefeller Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jeffrey Towner | 2772131 | 1 | 11/19/2002 | Customer Dispute | Closed-No Action | $425,000.00 | $0.00 | See FINRA Report |
| David Patrick Higgins | 2376949 | 1 | 03/28/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |