Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Smith | 4640693 | 5 | 08/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph A Weber | 4556745 | 3 | 05/22/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph A Weber | 4556745 | 3 | 03/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Smith | 4640693 | 5 | 05/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |