Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Alan Nostrand | 1205823 | 1 | 02/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Leonard | 1437532 | 1 | 12/08/1987 | Customer Dispute | Award / Judgment | $1,000.00 | $1,000.00 | See FINRA Report |
| Stephen John Claussen | 2689397 | 1 | 10/20/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Frederick Garner | 2967620 | 1 | 10/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Garbarini | 2706469 | 1 | 02/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |