Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Silva | 7437862 | 3 | 05/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren R Luby | 6562907 | 2 | 04/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Austin | 5741284 | 11 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Austin | 5741284 | 11 | 04/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amric Zane Sobczak | 6752202 | 4 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amric Zane Sobczak | 6752202 | 4 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth J McMullen | 7350229 | 2 | 03/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Roosevelt Major | 5965087 | 1 | 03/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deandre J Strickland | 7024928 | 1 | 02/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth J McMullen | 7350229 | 2 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |