Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Lee Champion | 7493236 | 2 | 04/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osmar Hernandez | 5378573 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Taylor K Bingham | 6651333 | 1 | 03/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Hotis | 7485445 | 2 | 03/04/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Zachary Hotis | 7485445 | 2 | 03/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ekrem Muhamedagic | 7471230 | 1 | 02/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clayton R Dixon | 7475362 | 1 | 02/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Blair Schochet | 6254781 | 2 | 01/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren R Luby | 6562907 | 2 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trevaughn M Williams | 7360576 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |