Our Staff has compiled our research into a database of FINRA Broker Disclosures for Taglich Brothers, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard C Oh | 2666196 | 2 | 11/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Nicholas Taglich | 1343730 | 2 | 11/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard C Oh | 2666196 | 2 | 11/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Nicholas Taglich | 1343730 | 2 | 05/16/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |