Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rothschild & Co US Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nanya El | 7411052 | 1 | 03/13/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Gupta McGreevy | 6995182 | 1 | 02/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Carter Altmin | 4263384 | 1 | 07/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |