Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Preston Andrew Rosamond | 4343488 | 4 | 11/03/2010 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Preston Andrew Rosamond | 4343488 | 4 | 08/05/2009 | Customer Dispute | Settled | $53,049.00 | $0.00 | See FINRA Report |
| Preston Andrew Rosamond | 4343488 | 4 | 10/31/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Preston Andrew Rosamond | 4343488 | 4 | 09/16/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |