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FINRA Broker Disclosures for World Equity Group, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 103 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Guy James Abbanat1235698307/19/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Thomas William Rendl1942734403/20/2001Customer DisputeDenied$23,000.00$0.00See FINRA Report
Guy James Abbanat1235698305/15/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Thomas William Rendl1942734405/17/1999Customer DisputeDenied$20,505.00$0.00See FINRA Report
Preston Aubrey Spears861779703/07/1998RegulatoryFinal$0.00$0.00See FINRA Report
Robert Steven Field1206633205/14/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Steven Field1206633201/25/1996Customer DisputeSettled$35,000.00$0.00See FINRA Report
Scott Brian Hinkle2878037105/17/1995RegulatoryFinal$0.00$0.00See FINRA Report
Patrick Dennis Carroll1519415105/13/1993Customer DisputeSettled$275,000.00$0.00See FINRA Report
William Patrick Hoth1287477304/15/1993RegulatoryFinal$0.00$0.00See FINRA Report

103 Results

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