Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Neal Link | 847567 | 3 | 06/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Frost | 1212791 | 7 | 05/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Harting Stitt | 2240651 | 2 | 01/06/2004 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Allan James McDonell | 2604395 | 1 | 09/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerard Lindquist | 1557994 | 1 | 05/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Neal Link | 847567 | 3 | 03/13/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Nicholas Richardo Prangner | 5167436 | 1 | 12/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Guy James Abbanat | 1235698 | 3 | 06/19/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Erika L Cromwell | 5507168 | 1 | 02/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Rendl | 1942734 | 4 | 08/23/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |