Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark John Lishchynsky | 2478952 | 2 | 06/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Preston Douglas Runyan | 1489516 | 5 | 11/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Alan Kowalski | 2194799 | 1 | 10/06/2008 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
Michael Colin Chandler | 1999628 | 3 | 08/14/2008 | Customer Dispute | Closed-No Action | $5,800,000.00 | $0.00 | See FINRA Report |
Michael Colin Chandler | 1999628 | 3 | 08/01/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark John Lishchynsky | 2478952 | 2 | 04/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Craig Michael Gould | 2367293 | 3 | 03/25/2008 | Customer Dispute | Award / Judgment | $13,589.00 | $9,000.00 | See FINRA Report |
Preston Douglas Runyan | 1489516 | 5 | 08/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Andrew Bowman | 4254687 | 1 | 06/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Preston Douglas Runyan | 1489516 | 5 | 12/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |