Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Steven Babjak | 2074968 | 1 | 12/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Richard Garvin | 1481768 | 2 | 12/01/2011 | Customer Dispute | Award / Judgment | $50,000.00 | $40,000.00 | See FINRA Report |
| Peter Francis Forbes | 1666214 | 3 | 09/19/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jerome Joseph Mancuso | 2137956 | 1 | 06/27/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Thomas Farrell | 2983569 | 4 | 03/04/2011 | Customer Dispute | Settled | $13,734.10 | $0.00 | See FINRA Report |
| Jeffrey Thomas Farrell | 2983569 | 4 | 09/30/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Lawrence Rael | 4123912 | 1 | 08/26/2010 | Customer Dispute | Denied | $25,445.00 | $0.00 | See FINRA Report |
| Michael Colin Chandler | 1999628 | 3 | 07/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason D Earl | 5444758 | 1 | 07/08/2010 | Customer Dispute | Denied | $7,777.00 | $0.00 | See FINRA Report |
| Preston Douglas Runyan | 1489516 | 5 | 11/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |