Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Sugg Nau | 1375273 | 1 | 02/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliot Marc Yablun | 1926585 | 3 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Walsh | 2803144 | 2 | 07/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bennett J Leiser | 1721816 | 1 | 03/21/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jason Walsh | 2803144 | 2 | 12/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Thomas Farrell | 2983569 | 4 | 11/08/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Elliot Marc Yablun | 1926585 | 3 | 11/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexandru Samoila | 4727965 | 1 | 10/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Dudley Wright | 1606410 | 1 | 10/11/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Francis Forbes | 1666214 | 3 | 05/23/2012 | Customer Dispute | Denied | $20,406.00 | $0.00 | See FINRA Report |