Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Michael Gould | 2367293 | 3 | 12/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Roy McPherson | 2245364 | 2 | 12/03/2015 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| John Sugg Nau | 1375273 | 1 | 02/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliot Marc Yablun | 1926585 | 3 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Walsh | 2803144 | 2 | 07/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Richard Garvin | 1481768 | 2 | 10/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Roy McPherson | 2245364 | 2 | 09/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guy James Abbanat | 1235698 | 4 | 08/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bennett J Leiser | 1721816 | 1 | 03/21/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Paul Andrew Gorski | 4547070 | 1 | 03/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |