Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alexis Nicholas | 5211508 | 2 | 03/08/2017 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Patrick John Power | 2559801 | 1 | 08/17/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Elliot Marc Yablun | 1926585 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaston Emerson King | 2277391 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Neal Link | 847567 | 3 | 02/10/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 01/13/2016 | Customer Dispute | Settled | $340,664.00 | $0.00 | See FINRA Report |
| Craig Michael Gould | 2367293 | 3 | 12/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Roy McPherson | 2245364 | 1 | 12/03/2015 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Gaston Emerson King | 2277391 | 3 | 09/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan B Clark | 7152872 | 1 | 07/28/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |