Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas William Rendl | 1942734 | 4 | 12/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Preston Aubrey Spears | 861779 | 7 | 11/05/2018 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 11/05/2018 | Customer Dispute | Pending | $623,158.00 | $0.00 | See FINRA Report |
| Kevin Matthew Hale | 4747003 | 5 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Sean Wilson | 2785624 | 1 | 07/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Matthew Hale | 4747003 | 5 | 07/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alexis Nicholas | 5211508 | 2 | 03/08/2017 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Patrick John Power | 2559801 | 1 | 08/17/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Elliot Marc Yablun | 1926585 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Neal Link | 847567 | 3 | 02/10/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |