Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judy Else Olschofka | 3073463 | 4 | 04/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher T Dallas | 3233864 | 1 | 02/05/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 12/10/2018 | Customer Dispute | Pending | $27,319,000.00 | $0.00 | See FINRA Report |
| Thomas William Rendl | 1942734 | 4 | 12/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Preston Aubrey Spears | 861779 | 7 | 11/05/2018 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 11/05/2018 | Customer Dispute | Pending | $623,158.00 | $0.00 | See FINRA Report |
| Erik Sean Wilson | 2785624 | 1 | 07/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nhi Thanh Nguyen | 6571752 | 3 | 04/13/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nhi Thanh Nguyen | 6571752 | 3 | 04/13/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nhi Thanh Nguyen | 6571752 | 3 | 04/13/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |