Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Patrick Hoth | 1287477 | 3 | 03/18/1991 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Charles Robert Taylor | 2659942 | 2 | 02/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 11/14/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Elliot Cohen | 49871 | 1 | 08/17/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 08/19/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Frost | 1212791 | 7 | 08/05/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Taylor | 2659942 | 2 | 03/10/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Frost | 1212791 | 7 | 07/31/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |