Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Preston Douglas Runyan | 1489516 | 5 | 12/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James Phillip Winther | 3188240 | 2 | 06/28/2005 | Customer Dispute | Settled | $9,983.69 | $0.00 | See FINRA Report |
Daniel Thomas Campbell | 2003418 | 1 | 03/08/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gaston Emerson King | 2277391 | 3 | 10/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Judy Else Olschofka | 3073463 | 4 | 08/11/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Harting Stitt | 2240651 | 2 | 01/06/2004 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Barry Neal Link | 847567 | 3 | 03/13/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Robert Steven Field | 1206633 | 2 | 05/14/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Steven Field | 1206633 | 2 | 01/25/1996 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
Patrick Dennis Carroll | 1519415 | 1 | 05/13/1993 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |