Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas William Rendl | 1942734 | 4 | 03/20/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Guy James Abbanat | 1235698 | 3 | 05/15/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Thomas William Rendl | 1942734 | 4 | 05/17/1999 | Customer Dispute | Denied | $20,505.00 | $0.00 | See FINRA Report |
Robert Steven Field | 1206633 | 2 | 05/14/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Steven Field | 1206633 | 2 | 01/25/1996 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
Patrick Dennis Carroll | 1519415 | 1 | 05/13/1993 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
William Patrick Hoth | 1287477 | 3 | 07/02/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Marc Frost | 1212791 | 7 | 10/21/1991 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
William Patrick Hoth | 1287477 | 3 | 03/18/1991 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
George Elliot Cohen | 49871 | 1 | 08/17/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |