Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Thomas Farrell | 2983569 | 4 | 03/04/2011 | Customer Dispute | Settled | $13,734.10 | $0.00 | See FINRA Report |
Jeffrey Thomas Farrell | 2983569 | 4 | 09/30/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Christopher Lawrence Rael | 4123912 | 1 | 08/26/2010 | Customer Dispute | Denied | $25,445.00 | $0.00 | See FINRA Report |
Jason D Earl | 5444758 | 1 | 07/08/2010 | Customer Dispute | Denied | $7,777.00 | $0.00 | See FINRA Report |
David Alan Kowalski | 2194799 | 1 | 10/06/2008 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
Michael Colin Chandler | 1999628 | 3 | 08/14/2008 | Customer Dispute | Closed-No Action | $5,800,000.00 | $0.00 | See FINRA Report |
Craig Michael Gould | 2367293 | 3 | 03/25/2008 | Customer Dispute | Award / Judgment | $13,589.00 | $9,000.00 | See FINRA Report |
Preston Douglas Runyan | 1489516 | 5 | 12/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James Phillip Winther | 3188240 | 2 | 06/28/2005 | Customer Dispute | Settled | $9,983.69 | $0.00 | See FINRA Report |
Daniel Thomas Campbell | 2003418 | 1 | 03/08/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |