Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alexis Nicholas | 5211508 | 2 | 03/08/2017 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Patrick John Power | 2559801 | 1 | 08/17/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Barry Neal Link | 847567 | 3 | 02/10/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 01/13/2016 | Customer Dispute | Settled | $340,664.00 | $0.00 | See FINRA Report |
| Arthur Roy McPherson | 2245364 | 1 | 12/03/2015 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Bennett J Leiser | 1721816 | 1 | 03/21/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Farrell | 2983569 | 4 | 11/08/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Peter Francis Forbes | 1666214 | 3 | 05/23/2012 | Customer Dispute | Denied | $20,406.00 | $0.00 | See FINRA Report |
| Daniel Richard Garvin | 1481768 | 2 | 12/01/2011 | Customer Dispute | Award / Judgment | $50,000.00 | $40,000.00 | See FINRA Report |
| Peter Francis Forbes | 1666214 | 3 | 09/19/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |