Our Staff has compiled our research into a database of FINRA Broker Disclosures for Neuberger Berman Bd LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Mark Werman | 1583066 | 2 | 01/23/2001 | Customer Dispute | Settled | $28,549.00 | $0.00 | See FINRA Report |
| Lola B Cline | 2943157 | 1 | 11/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maria Angela Prainito | 1419299 | 1 | 11/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Roger Pedowitz | 1470838 | 1 | 04/04/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Iver Weiner | 1417818 | 1 | 08/20/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |