Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edwin Hall | 1753467 | 1 | 03/16/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Piretti | 1485842 | 1 | 11/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |