Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin James Palmer | 1370541 | 5 | 02/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Palmer | 1370541 | 5 | 02/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian David Robinson | 4299085 | 1 | 09/25/2008 | Customer Dispute | Denied | $39,224.10 | $0.00 | See FINRA Report |
| Kevin James Palmer | 1370541 | 5 | 05/22/2000 | Customer Dispute | Settled | $245,931.00 | $0.00 | See FINRA Report |
| Kevin James Palmer | 1370541 | 5 | 10/04/1994 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Daniel James Laraway | 728337 | 2 | 05/13/1993 | Customer Dispute | Award / Judgment | $170,000.00 | $132,803.00 | See FINRA Report |
| Daniel James Laraway | 728337 | 2 | 02/25/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin James Palmer | 1370541 | 5 | 09/30/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |