Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Bar-Shain | 5318833 | 3 | 07/23/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Rebecca Bar-Shain | 5318833 | 3 | 06/28/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Rebecca Bar-Shain | 5318833 | 3 | 05/24/2010 | Customer Dispute | Settled | $3,966,000.00 | $0.00 | See FINRA Report |