Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexys Ulando McKenzie | 2642827 | 4 | 07/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 06/06/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Elizabeth Kendrick Peaslee | 1022919 | 2 | 05/08/2002 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Michael David Mohlman | 3132492 | 1 | 07/16/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Malcolmn Dermott Pryor | 368534 | 3 | 05/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey James Morfit | 1819249 | 1 | 11/05/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 10/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Lowell Small | 2140208 | 4 | 07/02/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Grabe | 1321797 | 3 | 02/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Bowman | 1621804 | 1 | 12/27/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |