Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 02/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Steven Edward McGee | 1177542 | 10 | 02/05/2007 | Customer Dispute | Denied | $79,000.00 | $0.00 | See FINRA Report |
Steven Edward McGee | 1177542 | 10 | 10/02/2006 | Customer Dispute | Denied | $174,532.00 | $0.00 | See FINRA Report |
Robert Michael Bulloch | 2541075 | 3 | 09/27/2006 | Customer Dispute | Denied | $12,600.00 | $0.00 | See FINRA Report |
Malcolmn Dermott Pryor | 368534 | 3 | 08/31/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Edward McGee | 1177542 | 10 | 08/10/2005 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
Alexys Ulando McKenzie | 2642827 | 4 | 07/18/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bradley Allen Fay | 1784060 | 3 | 01/18/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Malcolmn Dermott Pryor | 368534 | 3 | 01/13/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bradley Allen Fay | 1784060 | 3 | 09/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |