Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Lowell Small | 2140208 | 4 | 12/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Mancini | 2843150 | 1 | 04/29/2009 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 03/06/2009 | Customer Dispute | Denied | $136,523.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 01/29/2009 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Jimmie Darrel Summers | 1467286 | 3 | 01/26/2009 | Customer Dispute | Closed-No Action | $43,990.60 | $0.00 | See FINRA Report |
| Jimmie Darrel Summers | 1467286 | 3 | 12/23/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Denver Floyd McCallister | 3190761 | 3 | 12/19/2008 | Customer Dispute | Closed-No Action | $52,344.00 | $0.00 | See FINRA Report |
| Alexys Ulando McKenzie | 2642827 | 4 | 12/03/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Fortunato Silvestro Puleo | 2003253 | 1 | 07/01/2008 | Customer Dispute | Closed-No Action | $10,980.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 03/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |