Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Conan Spellacy | 2275119 | 10 | 04/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Conan Spellacy | 2275119 | 10 | 11/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Alfred Bouta | 801450 | 3 | 03/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maurice Lawrence Naylon | 831841 | 3 | 11/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 10/22/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 08/06/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Denver Floyd McCallister | 3190761 | 3 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Lowell Small | 2140208 | 4 | 03/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 06/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward McGee | 1177542 | 10 | 03/15/2010 | Customer Dispute | Denied | $7,154.67 | $0.00 | See FINRA Report |