Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Kendrick Peaslee | 1022919 | 2 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denver Floyd McCallister | 3190761 | 3 | 07/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Alexandria Murphy | 1510853 | 1 | 03/05/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Allen Birbara | 2669854 | 1 | 08/21/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Bulloch | 2541075 | 3 | 05/26/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Alfred Bouta | 801450 | 3 | 01/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Alfred Bouta | 801450 | 3 | 12/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Bulloch | 2541075 | 3 | 10/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Conan Spellacy | 2275119 | 10 | 06/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Conan Spellacy | 2275119 | 10 | 05/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |