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FINRA Broker Disclosures for SAN Blas Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 82 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joyanna Rebekah Argeny-Wildern3077170308/18/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Jimmie Darrel Summers1467286304/19/2021RegulatoryFinal$0.00$0.00See FINRA Report
Joyanna Rebekah Argeny-Wildern3077170304/14/2021Customer DisputeSettled$5,000.00$0.00See FINRA Report
Maurice Lawrence Naylon831841303/19/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Jonathan Edward Grabe1321797303/18/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Scott Wesseln1702961111/13/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Jeffrey Alonzo Garland2196518210/16/2020Judgment / Lien$0.00$0.00See FINRA Report
Eric Lowell Small2140208406/23/2020RegulatoryFinal$0.00$0.00See FINRA Report
Alexys Ulando McKenzie2642827404/24/2020FinancialFinal$0.00$0.00See FINRA Report
Jeffrey Alonzo Garland2196518211/21/2019Judgment / Lien$0.00$0.00See FINRA Report

82 Results

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