Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 08/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jimmie Darrel Summers | 1467286 | 3 | 04/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 04/14/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Maurice Lawrence Naylon | 831841 | 3 | 03/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jonathan Edward Grabe | 1321797 | 3 | 03/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Scott Wesseln | 1702961 | 1 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Alonzo Garland | 2196518 | 2 | 10/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Lowell Small | 2140208 | 4 | 06/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alexys Ulando McKenzie | 2642827 | 4 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Alonzo Garland | 2196518 | 2 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |