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FINRA Broker Disclosures for SAN Blas Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 101 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alexys Ulando McKenzie2642827404/24/2020FinancialFinal$0.00$0.00See FINRA Report
Anibal Augusto Betancourt-Guzman2799805104/22/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Mahari Akesh McTier4323729312/30/2019Judgment / Lien$0.00$0.00See FINRA Report
Abraham Knopfler6874358212/09/2019FinancialFinal$0.00$0.00See FINRA Report
Jeffrey Alonzo Garland2196518111/21/2019Judgment / Lien$0.00$0.00See FINRA Report
Avery Fennoy Byrd1609092911/19/2019Judgment / Lien$0.00$0.00See FINRA Report
Elizabeth Kendrick Peaslee1022919209/26/2019Judgment / Lien$0.00$0.00See FINRA Report
Avery Fennoy Byrd1609092905/30/2019Judgment / Lien$0.00$0.00See FINRA Report
Avery Fennoy Byrd1609092903/27/2019Judgment / Lien$0.00$0.00See FINRA Report
Avery Fennoy Byrd1609092904/28/2018Judgment / Lien$0.00$0.00See FINRA Report

101 Results

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