Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Riccio | 2529322 | 4 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Blake Ryan Fowler | 6488551 | 1 | 05/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jimmie Darrel Summers | 1467286 | 3 | 04/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 04/14/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Maurice Lawrence Naylon | 831841 | 2 | 03/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Edward Grabe | 1321797 | 3 | 03/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Wesseln | 1702961 | 1 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Abraham Knopfler | 6874358 | 2 | 10/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rogers Bates | 2257717 | 2 | 09/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Lowell Small | 2140208 | 5 | 06/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |