Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shawn Conan Spellacy | 2275119 | 10 | 04/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Shawn Conan Spellacy | 2275119 | 10 | 11/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Bruce Alfred Bouta | 801450 | 3 | 03/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Shawn Conan Spellacy | 2275119 | 10 | 06/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |