Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Lincoln Angerbauer | 6503771 | 1 | 05/05/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Booth Littledike | 5917320 | 3 | 01/10/2017 | Customer Dispute | Denied | $116,927.00 | $0.00 | See FINRA Report |
| Michael Booth Littledike | 5917320 | 3 | 02/26/2016 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Michael Booth Littledike | 5917320 | 3 | 12/21/2015 | Customer Dispute | Withdrawn | $84,510.00 | $0.00 | See FINRA Report |