Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Dominic Farrar | 2303302 | 4 | 09/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Dominic Farrar | 2303302 | 4 | 05/25/2007 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Charles Dominic Farrar | 2303302 | 4 | 01/25/2006 | Customer Dispute | Settled | $233,979.00 | $0.00 | See FINRA Report |
| Charles Dominic Farrar | 2303302 | 4 | 09/08/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |