Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gerald Whitehouse | 2410563 | 1 | 11/03/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 12/11/2014 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 02/18/2004 | Customer Dispute | Denied | $77,469.70 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 02/18/2004 | Customer Dispute | Settled | $77,469.70 | $0.00 | See FINRA Report |