Our Staff has compiled our research into a database of FINRA Broker Disclosures for Phase One Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Thomas | 7321431 | 2 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas | 7321431 | 2 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Vines | 7357944 | 1 | 05/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |