Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Sikes | 2377340 | 4 | 04/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Sikes | 2377340 | 4 | 09/26/2016 | Customer Dispute | Settled | $16,274.00 | $0.00 | See FINRA Report |
| Eric Sikes | 2377340 | 4 | 09/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Sikes | 2377340 | 4 | 04/13/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |