Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark N Dougal | 4659447 | 2 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Wisnovsky | 2324014 | 2 | 07/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Francis Wisnovsky | 2324014 | 2 | 05/07/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark N Dougal | 4659447 | 2 | 03/16/2010 | Customer Dispute | Denied | $38,218.10 | $0.00 | See FINRA Report |