Our Staff has compiled our research into a database of FINRA Broker Disclosures for Linden Thomas and Company Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Linden Thomas | 1789031 | 5 | 12/20/2010 | Customer Dispute | Settled | $560,000.00 | $0.00 | See FINRA Report |
| Stephen Linden Thomas | 1789031 | 5 | 04/06/2010 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |
| Stephen Linden Thomas | 1789031 | 5 | 05/10/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Stephen Linden Thomas | 1789031 | 5 | 10/24/2000 | Customer Dispute | Settled | $56,604.40 | $0.00 | See FINRA Report |
| Stephen Linden Thomas | 1789031 | 5 | 06/29/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |