Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mcdonnaugh Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwight Oneal Fulton | 2932935 | 5 | 08/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohamed Ndian Keita | 5857822 | 1 | 04/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwight Oneal Fulton | 2932935 | 5 | 09/18/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dwight Oneal Fulton | 2932935 | 5 | 09/26/2005 | Customer Dispute | Award / Judgment | $341,765.00 | $0.00 | See FINRA Report |
| Dwight Oneal Fulton | 2932935 | 5 | 09/13/2001 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Dwight Oneal Fulton | 2932935 | 5 | 11/25/1999 | Customer Dispute | Settled | $26,637.00 | $0.00 | See FINRA Report |