Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Richard Branch | 5087618 | 5 | 01/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Richard Branch | 5087618 | 5 | 01/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Mulcahy | 2661332 | 4 | 07/13/2015 | Customer Dispute | Settled | $15,681.30 | $0.00 | See FINRA Report |
| Robert Charles Mulcahy | 2661332 | 4 | 06/29/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Branch | 5087618 | 5 | 12/26/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Mulcahy | 2661332 | 4 | 05/09/2003 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Robert Charles Mulcahy | 2661332 | 4 | 03/11/2003 | Customer Dispute | Settled | $131,000.00 | $0.00 | See FINRA Report |
| Brian Richard Branch | 5087618 | 5 | 10/21/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Branch | 5087618 | 5 | 09/16/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |