Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Herman Lowenberg | 2626255 | 10 | 04/10/2012 | Customer Dispute | Settled | $36,493.10 | $0.00 | See FINRA Report |
| Carlos Herman Lowenberg | 2626255 | 10 | 09/03/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |