Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth A Rubin | 3158015 | 6 | 12/19/2016 | Customer Dispute | Settled | $39,679.00 | $0.00 | See FINRA Report |
| Kenneth A Rubin | 3158015 | 6 | 06/23/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth A Rubin | 3158015 | 6 | 09/27/2013 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Kenneth A Rubin | 3158015 | 6 | 02/19/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |