Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Gerald Clouden | 2563999 | 3 | 11/08/2016 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
John Gerald Clouden | 2563999 | 3 | 01/26/2016 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
John Gerald Clouden | 2563999 | 3 | 02/27/2012 | Customer Dispute | Settled | $28,500.00 | $0.00 | See FINRA Report |