Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Paul Krouse | 4517535 | 1 | 03/19/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gino Carollo | 2778128 | 1 | 12/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee A Korn | 2944142 | 1 | 09/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |