Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Campbell Bugg | 2427658 | 1 | 02/16/2011 | Customer Dispute | Denied | $108,619.00 | $0.00 | See FINRA Report |
| Robert Alan Davenport | 1988964 | 2 | 07/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alvin O'Neil | 4510809 | 2 | 01/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Whayne Porter | 1003205 | 2 | 12/07/1999 | Customer Dispute | Denied | $27,236.60 | $0.00 | See FINRA Report |