Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Joseph Kramer | 3247207 | 3 | 03/21/2023 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Raymond Joseph Kramer | 3247207 | 3 | 09/07/2010 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Raymond Joseph Kramer | 3247207 | 3 | 01/29/2010 | Customer Dispute | Denied | $5,800.00 | $0.00 | See FINRA Report |
| John Darrick Hutchens | 4497161 | 1 | 08/12/2008 | Customer Dispute | Denied | $5,892.00 | $0.00 | See FINRA Report |