Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Eugene Sullivan | 1949049 | 4 | 04/18/2007 | Customer Dispute | Settled | $5,697.00 | $0.00 | See FINRA Report |
| Joel Eugene Sullivan | 1949049 | 4 | 04/02/2007 | Customer Dispute | Denied | $5,740.00 | $0.00 | See FINRA Report |
| Joel Eugene Sullivan | 1949049 | 4 | 06/04/2003 | Customer Dispute | Settled | $10,688.00 | $0.00 | See FINRA Report |
| Joel Eugene Sullivan | 1949049 | 4 | 05/26/2003 | Customer Dispute | Denied | $77,195.00 | $0.00 | See FINRA Report |