Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Lynn McGee | 4743454 | 1 | 03/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Moore | 3208990 | 7 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Moore | 3208990 | 7 | 05/18/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Moore | 3208990 | 7 | 10/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Moore | 3208990 | 7 | 06/13/2011 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Ryan David Moore | 3208990 | 7 | 04/25/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan David Moore | 3208990 | 7 | 02/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan David Moore | 3208990 | 7 | 01/24/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |